Switzerland Securities Dealer License
- Effective separation of internal functions – in particular trading, asset management and Settlement;
- Appropriate recording, limitation and monitoring of market, credit, default, settlement, image, reputation, operational and legal risks;
- Effective internal control system, internal audit function independent of executive management;
- Appointment of a recognized audit firm for the licensing process;
- Appointment of a recognized regulatory audit firm for ongoing supervision;
- Applicants under foreign control must guarantee reciprocal rights on the part of the countries where qualified participants are domiciled;
- If the securities dealer is part of a financial group, it must be subject to adequate consolidated supervision by a recognized supervisory authority.
- Fully paid-up minimum capital of CHF 1.5 million;
Switzerland Banking Licence |
Description |
General |
|
|
Switzerland Company |
|
Yes |
Share capital or equivalent |
|
|
CHF 1.5 million |
Directors |
|
|
3 |
|
Yes |
|
Yes |
Shareholders |
|
|
2 |
|
Yes |
|
No |
Service Providers Required |
|
|
No |
- Corporate income tax rate (federal) 8.5% (7.83% effective).
- Capital gains tax rate (federal) 0%/8.5% (7.83% effective)
- Effective internal control system, internal audit function independent of executive management
- Favorable corporate taxes
- Applicants under foreign control must guarantee reciprocal rights on the part of the countries where qualified participants are domiciled
- We will advise you on the optimal legal structure for your requirements, size, expectations and circumstances.
- Valsen will assist to complete every form for each process in the best way we know how (Based on our many years’ experience with various regulators and service providers across the world)
- We are very hands on in the post filing period checking with re regulator and service providers and updating you regularly.
- Any queries raised by the regulators and service providers during processing will be quickly synthesized by us and we shall craft the right responses to move the process forward fast.
- We have a full in-house compliance support for all compliance requirements with the regulator and service providers